SINGLE PAGE MEMORY BUILDER (SPMB)
1. Governance |
|
- Governance and Good Governance, E-Governance-Applications and Models; Governance at Union level- Cabinet Secretariat, Prime Minister’s Office (PMO), Central Secretariat, Ministries and Departments; Constitutional bodies-Finance Commission, Election Commission, Union Public Service Commission, Comptroller and Auditor General of India, National Human Rights Commission, National Commissions for SCs/ST/Minorities and Women; Parliamentary Committees- Estimates Committee, Public Accounts Committee, Committee on Public Undertakings.
Theme 1: Governance and Good Governance
Governance | Good Governance |
· Governance: Activity of governing; involves decision-making, power, and accountability.
· Government: Authority or function of governing; governance involves broader societal management. · Origin: Greek verb [kubernáo] – to steer; Plato, Kautilya’s Arthashastra emphasized governance pillars (justice, ethics). · World Bank: Governance as a process of authority exercised, institutions selected/monitored/replaced. Forms of Governance 1. Political Governance: · Redistributes power to international, supra-national, sub-national entities. · Focus on informal influence, enabling, regulatory mechanisms. 2. Economic Governance: · Influenced by neoliberal policies: State as regulator, not direct provider. · Coordination through markets, contracts, networks. 3. Social Governance: · Participatory approach, two-way interaction between governing bodies and public. · Emphasizes co-regulation and public-private partnerships. |
· Kofi Annan: Essential for eradicating poverty, promoting development.
· Definition: Responsive, socially sensitive, citizen-focused governance. · Goals: Transparent, accountable, participatory governance for citizen well-being. Determinants of Good Governance
Eight Elements of Good Governance
|
Theme 2: E-Governance-Applications and Models, Governance at Union level- Cabinet Secretariat, Prime Minister’s Office (PMO), Central Secretariat, Ministries and Departments
Introduction | Smart Governance | Interactions in E-Governance in India | E-Governance at Various levels |
· E-Governance: Use of digital technologies to improve government services, efficiency, transparency, and citizen engagement.
Objectives: o Efficiency: Reduce time, resources, and paperwork. o Transparency: Public access to government activities. o Accessibility: Services for all, bridging urban-rural gaps. o Citizen Participation: Online engagement. o Cost-Effectiveness: Reduce infrastructure costs. |
· Smart Governance: Integration of technology (IoT, AI, big data, blockchain) into governance for efficiency, transparency.
Key Aspects: o Data-Driven Decision Making: Big data analytics, predictive analytics. o Citizen-Centric Services: Responsive, personalized services. o Transparency: Open data, blockchain for secure records. o Collaboration: Digital platforms for citizen engagement, crowdsourcing. o Efficiency: AI, IoT for smart city management. o Sustainability: Smart city initiatives for resilience. |
1. Government to Citizen (G2C):
· Aadhaar: Biometric-based unique ID for services. · DigiLocker: Secure digital storage for important documents. · UMANG: Unified app for various government services. · e-Hospital/ORS: Online hospital appointments and reports. 2. Government to Business (G2B): · MCA21: Corporate affairs platform for business filings. · GeM: Online procurement platform. · GSTN: IT backbone for GST compliance. 3. Government to Government (G2G): · CCTNS: Real-time crime and criminal data sharing. · e-Office: Digital file management for government offices. 4. Government to Employee (G2E): · EPFO: Provident fund management for employees. · SPARROW: Online performance appraisal system. |
Governance at Union Level
Structure of Union Government:
Role of Cabinet Secretariat: · Leadership: Directly under the Prime Minister; Cabinet Secretary heads Civil Services Board. Responsibilities: o Provides secretarial assistance to Cabinet, implements rules. o Facilitates inter-ministerial coordination, decision-making. o Manages crises, monitors Cabinet decisions. Role of Prime Minister’s Office (PMO): · Structure: Headed by Principal Secretary. · Responsibilities: o Policy issues, Cabinet decisions. o Oversees portfolios like Space, Atomic Energy, Personnel. o Advisory Councils: Economic Advisory Council, Energy Coordination, Investment Commission. Role of Cabinet Secretary: · Functions: o Coordinates inter-ministry matters, ensures Cabinet decisions are implemented. o Oversees personnel matters, civil service. o Influential based on Prime Minister’s confidence. |
Theme 3: Constitutional bodies-Finance Commission, Election Commission, Union Public Service Commission, Comptroller and Auditor General of India, National Human Rights Commission, National Commissions for SCs/ST/Minorities and Women;
Comptroller and Auditor General of India (CAG)
· Article 148: Establishes independent office of CAG. · Guardian of Public Purse. · Appointment: By President of India for 6 years or until 65 years. · Independence: Cannot alter rights post-appointment. Expenses charged to Consolidated Fund of India. · Duties: o Audits Consolidated Funds (India, States, Union Territories). o Certifies tax proceeds. o Submits three reports: (1) Appropriation accounts (2) Finance accounts (3) Public undertakings. o Propriety audits for financial management. · Role: Ensures accountability of executive to Parliament. |
2. Finance Commission (FC)
· Article 280: Quasi-judicial body formed every 5 years. · Composition: Chairman + 4 members (finance, economics, administration). Functions: o Recommends tax distribution between Center and States. o Principles for grants-in-aid. o Augments state funds for local bodies. · Role: Balancing wheel of fiscal federalism. Recommendations are advisory. 3. State Finance Commission · Articles 243-I and 243-Y: Formed every 5 years by Governor. Functions: o Distributes tax proceeds between states and local bodies. o Grants-in-aid to local bodies. o Measures to improve financial position of local bodies. |
4. Union Public Service Commission (UPSC)
· Articles 315-323: Central recruitment agency. · Composition: Chairman + 9-11 members, hold office for 6 years or until 65 years. · Removal: By President (insolvency, misbehavior, infirmity), referral to Supreme Court for inquiry. · Independence: o Security of tenure. o Expenses charged to Consolidated Fund. · Functions: o Conducts recruitment for All India Services. o Disciplinary matters in civil services. o Assists joint recruitment for states. 5. State Election Commission (SEC) · Articles 243-K and 243-ZA: Handles elections for Panchayats and Municipalities. State Election Commissioner: Appointed by Governor, removal like a High Court judge |
6. National Human Rights Commission (NHRC)
· Established: Under Protection of Human Rights Act, 1993. Based on Paris Principles (1991). · Composition: o Chairman (ex-CJI or Supreme Court judge), 5 members (includes women), 7 deemed members (from commissions like NCBC, NCST, etc.). · Appointment: By President, recommended by committee (PM, Lok Sabha Speaker, Home Minister, etc.). · Term: 3 years or until 70 years. · Removal: By President, after Supreme Court inquiry (misbehavior, insolvency, incapacity). Functions: o Investigates human rights violations. o Court intervention on human rights cases. o Jail inspections and study of living conditions. o Reviews Constitutional safeguards for human rights. o Recommends remedial measures against terrorism. Powers: o Civil court powers for summoning, examining witnesses. o Can recommend compensation for victims. o Can approach Supreme Court or High Courts. o Can take suo moto action. |
National Commission for Scheduled Castes (NCSC)
Constitutional Basis
Evolution
Functions
Report
Powers
|
National Commission for Scheduled Tribes (NCST)
Constitutional Basis
Separate Commission for STs
Functions
Report
Powers
|
National Commission for Women (NCW)
Establishment
Mandate
Activities
Programs & Initiatives
|
Theme 4: Parliamentary Committees- Estimates Committee, Public Accounts Committee, Committee on Public Undertakings.
Parliamentary Committees
Definition: Assist Parliament in detailed scrutiny of legislative measures and matters. · Appointment: By House/Speaker/Chairman. · Direction: Works under Speaker/Chairman. · Reporting: Presents report to House/Speaker/Chairman. · Secretariat: Provided by Lok Sabha or Rajya Sabha. · Consultative Committees: Do not qualify as parliamentary committees |
Public Accounts Committee (PAC)
Establishment: · Set up in 1921 under Government of India Act, 1919. · 22 members: 15 Lok Sabha, 7 Rajya Sabha. · Elected annually via proportional representation. · Term: One year. · Chairman: From opposition since 1967. Functions: · Examine CAG reports: Appropriation, finance accounts, public undertakings. · Scrutinize public expenditure: Legality, economy, propriety. · Review state corporations’ accounts, excess expenditure. Assistance: · CAG as guide/advisor. Limitations: · Not concerned with policy questions. · Post-mortem examination, no daily administration intervention. · Recommendations not binding, no power to disallow expenditure. |
Estimates Committee
Origin: · Traces back to 1921 financial committee. · Constituted in 1950; 30 members from Lok Sabha. Functions: · Examine budget estimates: Suggest economies in expenditure. · Recommend administrative reforms. · Ensure money allocation matches policy. · Suggest improved presentation of estimates. Exclusions: · Does not cover public undertakings. · Recommendations not binding, retrospective in nature. · Lacks CAG expert assistance. |
Committee on Public Undertakings (COPU)
Creation: · Formed in 1964 on Krishna Menon Committee’s recommendation. · 22 members: 15 Lok Sabha, 7 Rajya Sabha. · Annual election by proportional representation. Functions: · Examine reports/accounts of public undertakings. · Review CAG reports on undertakings. · Assess management practices of public enterprises. Exclusions: · No investigation into policy, daily administration, or statutory matters. Limitations: · Can examine only 10-12 undertakings annually. · Retrospective work, lacks technical expertise, recommendations advisory. |
2. Governance |
|
- Governance at State and District Levels-Secretariat and Directorates and their relationships; District Administration-Role of Collector, Institutions of Rural and Urban Governance-Powers and Functions, Systems for delivery of Services; Cooperatives, State Finance Commission; Devolution of Powers and Finances Issues and Challenges. Development Corporations for SCs, STs, B. Cs, Minorities and Disabled Welfare; Control over Administration-Legislative, Executive and Judicial Control.
Theme 1: Governance at State and District levels-Secretariat and Directorates and their relationships
Central Secretariat
Definition: The collective name for all ministries and departments of the Central Government. · Political head: The Minister. · Administrative head: The Secretary. · Structure: o A ministry may consist of one or more departments. o Department: Composed of wings, divisions, branches, and offices. Functions: 1. Policy formation: Advise the Minister on policy and administration. 2. Legislation: Formulate legislation, rules, and regulations. 3. Budgeting: Prepare budgets and control expenditures. 4. Coordination: Integrate policies and supervise execution. 5. State contact: Maintain contacts with state governments. 6. Parliamentary responsibility: Assist Ministers in parliamentary duties. Criticism: · Empire-building, overstaffing, delay in decision-making, and cumbersome procedures. · Coordination issues: Increasing number of departments complicates management. |
Cabinet Secretariat
Creation: Established in 1947; headed politically by the Prime Minister and administratively by the Cabinet Secretary. Structure: · Three Wings: o Civil Wing, o Military Wing, o Intelligence Wing. · 1988: Added Directorate of Public Grievances. Functions:
Cabinet Secretary Position: Created in 1950; the administrative head of the Cabinet Secretariat, functions under the Prime Minister.
Key Functions:
Notable Cabinet Secretaries: Naresh Chandra, B.G. Deshmukh, T.N. Seshan. |
Prime Minister’s Office (PMO)
Establishment: Initially Prime Minister’s Secretariat in 1947; renamed PMO in 1977. · Extra-constitutional body with department status. Structure: · Head: Prime Minister politically and Principal Secretary administratively. Functions: 1. Governmental files: Handles important files and documents. 2. Advisory: Assists the Prime Minister with notes and meetings. 3. Coordination: Liaises with ministries and departments. 4. Think-tank: Assists the PM in his role as Chairman of Planning Commission and National Development Council.
|
State Secretariat
Structure: Similar to the Central Secretariat at the state level.
Functions:
Chief Secretary (State) Role: Head of the state secretariat and administration; senior-most civil servant in the state. Functions: 1. Advisor: Principal advisor to the Chief Minister. 2. Cabinet Secretary: Prepares Cabinet meeting agendas and keeps records. 3. Coordinator: Resolves inter-departmental disputes. 4. Crisis Administrator: Handles crises like droughts, floods, and communal disturbances. 5. Public Relations: Spokesman for the state government; communicates with the Central Government. 6. Personnel management: Oversees appointments, transfers, and promotions of senior civil servants.
|
Theme 2: District Administration-Role of Collector, Institutions of Rural and Urban Governance-Powers and Functions, Systems for delivery of Services
District Administration | Rural Governance | Urban Governance |
· District Collector (Deputy Commissioner): Originated in 1772 (British era), evolved into a multi-functional administrative role post-independence.
Functions: · Revenue: Collection of land revenue, maintenance of land records, land acquisition for public purposes. · Law & Order: Issue orders under Section 144 CrPC, supervise jails, enforce law. · Development: Implementation of development programs, ex-officio chairman of District Rural Development Agency (DRDA). · Crisis Management: Handle natural calamities, civil defense, disaster relief. · Coordination: Chief coordinator of government departments, redress public grievances. Challenges for District Collector · Multiple roles: Balancing regulatory, developmental, and crisis management responsibilities. · Panchayati Raj: Reduced direct control due to decentralization. · Political pressures: Navigating interactions with political leadership. |
Key Principles:
· Human Rights: Ensure civil, political, social, and economic rights. · Empowerment: Promote participation of marginalized groups. · Accountability: Officials accountable to citizens. · Transparency: Open decision-making processes. Challenges: · Land Governance: Securing land rights, balancing statutory and customary systems. · Service Delivery: Bridging gaps in agricultural and public services. · Resource Management: Sustainable use of natural resources. Steps for Improvement: · Governance Reforms, financing windows for CBOs, qualitative progress measurement, and digitization. |
Key Principles:
· Sustainability, decentralization, efficiency, equity, participation, transparency, accountability. Urban Local Bodies: · Municipal Corporation (for large cities), Municipalities (smaller towns), Town Area Committees. · Port Trusts: Manage ports, civic amenities. · Special Purpose Agencies: Perform specific functions like Urban Development Authorities. Challenges: · Urban Sprawl, multiple agencies, inefficient service delivery, and lack of interagency coordination. Measures for Improvement: · Coordination, capacity building, public participation, innovative financing solutions, and sustainable planning. |
Theme 3: Cooperatives
Evolution of Cooperatives in India
About Cooperatives: · People-centred enterprises: Owned, controlled, and run by members to meet common economic, social, and cultural goals. · India has 800,000+ cooperatives in sectors like agriculture, credit, dairy, housing, and fisheries. · Key contributions: 20% agricultural loans, 35% fertilizer distribution, 31% sugar production, 13% wheat purchase, and 20% paddy purchase. Pre-Independence Era: · First Cooperative Act (1904): Prompted by Indian Famine Commission (1901). · Cooperative Societies Act (1912): Amendment for better regulation. · Maclagan Committee (1915): Chaired by Sir Edward Maclagan to assess the cooperative movement’s financial health. · Montague-Chelmsford Reforms (1919): Made cooperation a provincial subject, boosting the movement. · Post Economic Depression (1929): Committees in Madras, Bombay, Mysore, etc., recommended cooperative restructuring. · Gandhian Philosophy: Advocated for cooperation to achieve a socialistic society. o Established Phoenix Settlement and Tolstoy Farm in South Africa as cooperative models. |
Post-Independence Era:
· First Five-Year Plan (1951-56): Promoted cooperatives for community development. · Multi-State Co-operative Societies Act (2002): Regulates multi-state cooperatives. · Amendment Act (2022): Introduced Co-operative Election Authority for transparent board elections. · 97th Constitutional Amendment (2011): o Right to form cooperatives added to Article 19. o Directive Principle on Cooperatives (Article 43-B). o Introduced Part IX-B (Articles 243-ZH to 243-ZT) in the Constitution. o Empowered Parliament for laws on multi-state cooperatives. Union Ministry of Cooperation (2021): Formed to focus on cooperative sector governance. Impact of Cooperatives 1. Empowering Marginalised Communities: · Amul Dairy Cooperative (Gujarat): Over 3.6 million milk producers, fosters economic independence, especially for women. 2. Boosting Agricultural Productivity: · Indian Farmers Fertiliser Cooperative (IFFCO): World’s largest fertilizer producer, provides essential inputs to farmers at competitive prices. 3. Essential Services Access: · Kerala State Milk Marketing Federation (Milma): Ensures market access and affordable dairy products for consumers in Kerala. 4. Inclusive Growth and Job Creation: · Sugar Cooperatives (Maharashtra): Employ over 5 lakh people (direct and indirect), significantly contributing to rural employment. |
Government Initiatives
1. Umbrella Organization for UCBs: o RBI approved National Federation of Urban Co-operative Banks and Credit Societies Ltd. (NAFCUB) to support 1,500 UCBs with IT infrastructure. 2. Model Bye-Laws for PACS: Making PACS multipurpose and transparent. 3. World’s Largest Decentralised Grain Storage Plan (2023): Focused on PACS sector. 4. National Cooperative Database: Authentic and updated data repository. 5. NCDC Bonds: Rs 2000 crore bonds issued for cooperative welfare. 6. National Cooperative Organic Limited (NCOL): Established to promote organic farming. 7. Bharat Organic Atta: Launched as part of promoting organic agriculture. |
Challenges
1. Governance: · Lack of transparency, accountability, and democratic decision-making. 2. Limited Financial Resources: · Difficulty accessing loans due to lack of collateral or formal documentation. 3. Socio-economic Disparities: · Structural inequalities and exclusion of marginalized communities. 4. Infrastructural Constraints: · Poor infrastructure affects efficiency and outreach. 5. Technical and Managerial Capacities: · Outdated skills due to lack of training. 6. Social and Cultural Factors: · Caste-based divisions and lack of awareness hinder participation. Way Forward 1. Digital Platforms: · Implement digital tools for financial reporting, regular audits, and member participation. 2. Cooperative Development Funds: · Establish funds with flexible collateral for marginalized communities. Explore crowdfunding and social impact bonds. 3. Outreach Programs: · Targeted programs for marginalized communities, addressing specific challenges. 4. Rural Infrastructure: · Invest in improving rural connectivity and market access. 5. Skill Building: · Partner with government agencies for skill workshops for cooperative members. 6. Awareness Campaigns: · Conduct campaigns in local languages to promote the benefits and principles of cooperatives. |
Theme 4: State Finance Commission; Devolution of Powers and Finances Issues and Challenges. Development Corporations for SCs, STs, B.Cs, Minorities and Disabled Welfare
State Finance Commission (SFC) | Devolution of Powers and Finances: Issues and Challenges | Development Corporations for SCs, STs, BCs, Minorities, and Disabled Welfare |
· Constitutional Basis: Articles 243-I and 243-Y.
· Establishment: Every five years by the Governor. · Composition: Decided by the State Legislature. Functions: 1. Distribution of Taxes: Between state and local bodies. 2. Assignment of Taxes: Specify taxes and duties to be assigned to local bodies. 3. Grants-in-Aid: From the state consolidated fund to local bodies. 4. Improving Local Finances: Measures to enhance financial stability of local bodies. 5. Other Matters: As referred by the Governor. |
Constitutional Framework:
1. Seventh Schedule: o Union List: Central powers. o State List: State powers. o Concurrent List: Shared powers. 2. Parts of Constitution: o Part V & VI: Division of executive powers. o Part VIII: Union Territories. o Part IX & IXA: 73rd & 74th Amendments (1992), Panchayats and Municipalities. Mechanisms of Devolution: 1. Constitutional Provisions: o Article 40: Village Panchayats. o Article 243-243ZG: Gram Sabhas, Urban governance. o Article 280: Finance Commission. o Schedules 5 & 6: Tribal areas. 2. Statutory Laws: o PESA Act 1996, Forest Rights Act 2006. 3. Fiscal Decentralization: o Union Finance Commission, State Finance Commission. 4. Administrative Decentralization: Transfer of authority to local levels. Challenges:
Assessment of Devolution to Local Bodies in India Positive Outcomes:
Negative Outcomes:
|
Objectives:
1. Economic Empowerment: · Self-Employment: Financial assistance, loans, subsidies. · Market Linkages: Access to markets. · Skill Development: Training programs. 2. Educational Support: · Scholarships: Financial aid for students. · Coaching: For competitive exams. · Infrastructure: Schools, colleges, hostels. 3. Social Inclusion: · Equal Opportunities: Programs to reduce disparities. · Community Development: Self-help groups, awareness campaigns. 4. Healthcare & Nutrition: · Healthcare Services: Mobile health units, health camps. · Nutritional Support: Programs for vulnerable groups. · Medical Assistance: Aids for disabled individuals. 5. Housing & Infrastructure: · Affordable Housing: For marginalized communities. · Basic Amenities: Clean water, sanitation, roads. · Community Centers: Hubs for social activities. 6. Cultural Preservation: · Heritage Projects: Support for traditional arts and crafts. · Festivals & Events: Celebrate cultural identities. 7. Capacity Building: · Training: For local officials and communities. · Governance: Tools for better service delivery. Challenges: 1. Funding: Insufficient resources. 2. Implementation Gaps: Delays in execution. 3. Awareness: Lack of knowledge among beneficiaries. 4. Inclusion: Physical and social barriers to access. |
Theme 5: Control over Administration-Legislative, Executive and Judicial Control.
Legislative Control | Executive Control | Judicial Control | Interrelationship and Balance |
Functions and Mechanisms:
1. Law Making: · Primary function of the legislature is to make laws, setting the framework for administration. 2. Budgetary Control: · Approval of budgets, Finance Bill, and Appropriation Bill to regulate public expenditure. 3. Parliamentary Committees: · Public Accounts Committee (PAC), Estimates Committee, and Committee on Public Undertakings ensure financial accountability of departments. 4. Question Hour: · MPs question ministers about ministry functions, ensuring executive accountability. 5. Debates and Discussions: · Scrutiny of government policies through legislative debates. 6. No-Confidence Motion: · Can remove the government if it fails to fulfill responsibilities. |
Functions and Mechanisms:
1. Supervision and Regulation: · Executive supervises administrative machinery to ensure policy effectiveness. 2. Policy Making: · Formulates and implements policies through various departments and agencies. 3. Appointments and Transfers: · Senior bureaucrats and officials are appointed/transferred for administrative efficiency. 4. Inspections and Audits: · Monitors department performance and compliance through inspections. 5. Cabinet and Ministerial Responsibility: · Ministers are accountable for their departments; Cabinet takes collective decisions. |
Functions and Mechanisms:
1. Judicial Review: · Judiciary reviews executive and legislative actions for constitutional compliance. 2. Writ Jurisdiction: · Citizens can file writs under Article 226 (High Courts) and Article 32 (Supreme Court) to enforce fundamental rights. 3. Public Interest Litigation (PIL): · Enables citizens to address public issues and hold the administration accountable. 4. Administrative Tribunals: · Central Administrative Tribunal (CAT) handles disputes related to public servants’ service conditions. 5. Contempt of Court: · Courts can punish for contempt to ensure compliance with orders. |
1. Checks and Balances:
· Legislative, executive, and judicial branches ensure no single branch becomes too powerful. 2. Legislative Oversight: · The legislature monitors executive actions via questions, debates, and committees. 3. Judicial Oversight: · Judiciary ensures both legislature and executive act within constitutional limits. 4. Executive Implementation: · The executive implements laws made by the legislature and complies with judicial decisions. Challenges and Solutions 1. Corruption and Mismanagement: · Challenge: Inefficiencies in administration due to corruption. · Solution: Strengthening oversight, transparency, and anti-corruption measures. 2. Overreach and Conflict: · Challenge: Conflicts between branches (e.g., judicial overreach or executive dominance). · Solution: Clear demarcation of powers, respect for institutional roles, and dialogue. 3. Capacity Building: · Challenge: Inadequate capacity in administration. · Solution: Public administration reforms, training programs, and resource allocation.
|
3. Governance |
|
- Programmes, Agencies and Institutions working for the development of Urban and Rural Areas; People Centred Participatory Development; Poverty Alleviation Programmes; Women Empowerment and Inclusive Growth; Rights related to Health, Food Security and Education-Issues and Challenges.
Theme 1: Programmes, Agencies and Institutions working for the development of Urban and Rural Areas
Programmes for Urban Development in India | Programmes for Rural Development in India |
1. Smart Cities Mission
o Launched: 2015 o Objective: Sustainable, inclusive cities with core infrastructure, clean environment, and quality of life. o Key Features: § Smart Solutions: Efficient asset/resource use. § Area-Based Development: Slum transformation. 2. Atal Mission for Rejuvenation and Urban Transformation (AMRUT) o Launched: 2015 o Objective: Infrastructure services (water, sewerage, transport) to improve life quality, especially for the poor. o Key Features: § Infrastructure Development: Water, sewerage, transport. § Urban Planning: Green spaces and parks. 3. Pradhan Mantri Awas Yojana – Urban (PMAY-U) o Launched: 2015 o Objective: Housing for all urban poor by 2022. o Key Features: § Subsidized Housing: Financial assistance. § Slum Redevelopment: Land as resource. 4. Swachh Bharat Mission – Urban o Launched: 2014 o Objective: Eliminate open defecation, improve waste management, promote cleanliness. o Key Features: § Sanitation: Toilets, waste management. § Awareness: Hygiene education. 5. Heritage City Development and Augmentation Yojana (HRIDAY) o Launched: 2015 o Objective: Preserve and revitalize heritage cities. o Key Features: § Infrastructure: Improved amenities in heritage cities. § Cultural Preservation: Promote heritage. |
1. Mahatma Gandhi National Rural Employment Guarantee Act (MGNREGA)
o Launched: 2005 o Objective: 100 days wage employment for rural households. o Key Features: § Employment: Public works projects. § Asset Creation: Roads, ponds, canals. 2. Pradhan Mantri Awaas Yojana – Gramin (PMAY-G) o Launched: 2016 o Objective: Housing for the rural poor. o Key Features: § Financial Assistance: Pucca houses for SC/ST, freed bonded laborers. 3. Pradhan Mantri Gram Sadak Yojana (PMGSY) o Launched: 2000 o Objective: All-weather road connectivity to rural habitations. o Key Features: § Rural Connectivity: Roads for improved access. 4. National Rural Livelihoods Mission (NRLM) o Launched: 2011 o Objective: Self-employment and skilled wage opportunities for rural poor. o Key Features: § Self-Help Groups: Livelihood promotion. 5. Swachh Bharat Mission – Gramin o Launched: 2014 o Objective: Eliminate open defecation, improve waste management in rural areas. o Key Features: § Sanitation: Toilets in rural households. 6. Deendayal Antyodaya Yojana – National Rural Livelihoods Mission (DAY-NRLM) o Launched: 2011 o Objective: Improve livelihoods of rural poor. o Key Features: § SHGs, Livelihood Promotion. 7. Pradhan Mantri Krishi Sinchai Yojana (PMKSY) o Launched: 2015 o Objective: Boost agricultural productivity via irrigation. o Key Features: § Water Conservation, Irrigation. 8. Shyama Prasad Mukherji Rurban Mission (SPMRM) o Launched: 2016 o Objective: Urban amenities in rural clusters. o Key Features: § Cluster Development, Infrastructure. |
Theme 2: People Centred Participatory Development; Poverty Alleviation Programmes
People-Centered Participatory Development | Poverty Alleviation Programs in India |
1. Key Concepts:
· Empowerment: Enabling control over social, economic, political conditions. · Inclusivity: Engaging marginalized groups. · Local Knowledge: Using community knowledge for sustainable solutions. · Capacity Building: Education, resources for participation. 2. Goals: · Social Justice, Equality: Address root causes of inequality. · Economic Development: Inclusive growth, job creation. · Political Empowerment: Increased political participation. 3. Methods: · Participatory Rural Appraisal (PRA). · Community Meetings. · Self-Help Groups (SHGs). · Collaborative Planning. |
1. Public Distribution System (PDS)
· Launch Year: 1945 · Objective: Food security, essential commodities. 2. Integrated Rural Development Programme (IRDP) · Launch Year: 1978-79 · Objective: Poverty alleviation via subsidies and bank credit. 3. Rural Landless Employment Guarantee Programme (RLEGP) · Launch Year: 1983 · Objective: Employment for landless rural people. 4. Pradhan Mantri Gramin Awaas Yojana (PMGAY) · Launch Year: 1985 · Objective: Rural housing through subsidized loans. 5. Jawahar Rozgar Yojna (JRY) · Launch Year: 1989 · Objective: Employment for rural poor. 6. National Rural Livelihood Mission: Aajeevika · Launch Year: 2011 · Objective: Income diversification for rural households. 7. Mahatma Gandhi National Rural Employment Guarantee Act (MGNREGA) · Launch Year: 2005 · Objective: 100 days guaranteed wage employment. 8. Deen Dayal Upadhyaya Grameen Kaushalya Yojana (DDU-GKY) · Launch Year: 2014 · Objective: Skill development for rural youth. 9. Pradhan Mantri Jan Dhan Yojana · Launch Year: 2014 · Objective: Financial inclusion. 10. Shyama Prasad Mukherji Rurban Mission (SPMRM) · Launch Year: 2016 · Objective: Rural clusters with urban amenities. |
Theme 3: Women Empowerment and Inclusive Growth; Rights related to Health
Women Empowerment and Inclusive Growth in India | Rights Related to Health: Issues and Challenges in India |
1. Economic Participation and Employment
o Low Workforce Participation: Only 23% of women in the workforce due to education gaps, gender norms, safety concerns. o Government Initiatives: § MGNREGA: Employment for rural women, at least 1/3rd beneficiaries women. § Pradhan Mantri Mudra Yojana: Financial support to women entrepreneurs. § Skill Development: § PMKVY: Vocational training for women’s employability. § DDU-GKY: Skill training for rural women. 2. Education and Skill Development o Government Initiatives: § Beti Bachao Beti Padhao (BBBP): Addresses child sex ratio, promotes girls’ education. § Right to Education Act: Free, compulsory education for children up to 14, including girls. o Higher Education: § Pragati Scholarship: For girls pursuing higher education. § Sukanya Samriddhi Yojana: Financial security for girl child’s education. 3. Health and Well-being o Maternal Health: § Janani Suraksha Yojana (JSY): Financial incentives for institutional deliveries. § PMSMA: Quality antenatal care. o Nutrition Programs: § ICDS: Nutrition, healthcare, pre-school for children, pregnant/lactating women. § Poshan Abhiyaan: Improving nutrition outcomes for mothers, children. 4. Political Participation and Leadership o Reservation in Local Governance: § 73rd & 74th Amendments: 1/3rd reservation for women in Panchayats and Municipalities. o Leadership Encouragement: § NCW Leadership Development Programs: Training for aspiring women leaders. 5. Legal Rights and Protection o Legal Framework: § PWDVA: Legal protection against domestic violence. § Sexual Harassment at Workplace Act: Safe working environment for women. § IPC Amendments: Addressing crimes like rape, acid attacks, trafficking. o Support Systems: § Helplines, Legal Aid, Counseling. § One Stop Centre Scheme (OSC): Medical, legal, psychological support for victims of violence. |
1. Constitutional and Legal Provisions
· Directive Principles (DPSP): Articles 38, 39, 42, 43, 47 focus on healthcare. · Fundamental Right (Article 21): Right to life includes right to health. · International Conventions: UDHR (1948) – Right to standard of living for health and well-being. 2. Significance of the Right to Health · Healthcare as Right: Ensures access to services based on need, not affordability. · Financial Protection: Reduces out-of-pocket expenditure. · Promotes Social Justice: Reduces disparities by ensuring access to marginalized groups. 3. Challenges Related to Health · Inadequate Infrastructure: 1.4 beds/1,000 people, doctor-patient ratio 1:1,445, 75% facilities in cities. · High Disease Burden: TB, HIV/AIDS, diabetes, heart diseases, etc. · Gender Disparities: High maternal mortality, limited access for women. · Low Public Spending: Only 2.1% of GDP on health. · Geographical Disparities: Urban vs. rural healthcare access. · Workforce Shortages: Doctors, nurses concentrated in urban areas.
Government Initiatives for Ensuring the Right to Health 1. National Health Mission (NHM) · Launched: 2013 · Objective: Accessible, affordable healthcare for rural and urban areas. · Key Features: RMNCH+A, communicable/non-communicable diseases, 150,000 HWCs. 2. Ayushman Bharat – Pradhan Mantri Jan Arogya Yojana (PMJAY) · Launched: 2018 · Objective: ₹5 lakh annual health coverage for 10 crore families. 3. Pradhan Mantri Swasthya Suraksha Yojana (PMSSY) · Launched: 2003 · Objective: Regional balance in tertiary healthcare via new AIIMS, upgrading medical colleges. 4. Rashtriya Swasthya Bima Yojana (RSBY) · Launched: 2008 · Objective: ₹30,000 insurance for hospitalization, BPL families. 5. National Nutrition Mission (POSHAN Abhiyaan) · Launched: 2018 · Objective: Reducing malnutrition, stunting, anemia. 6. Janani Suraksha Yojana (JSY) · Launched: 2005 · Objective: Financial incentives for institutional deliveries. 7. Pradhan Mantri Matru Vandana Yojana (PMMVY) · Launched: 2017 · Objective: ₹5,000 assistance to pregnant/lactating women. 8. National Digital Health Mission (NDHM) · Launched: 2020 · Objective: Digital health ecosystem with unique health ID. 9. Pradhan Mantri Ayushman Bharat Health Infrastructure Mission · Launched: 2021 · Objective: Strengthening critical healthcare infrastructure. |
Theme 4: Food Security and Education-Issues and Challenges
Right to Education: Issues and Challenges in India | Right to Food: Issues and Challenges in India |
1. Constitutional and Legal Provisions
· RTE Act, 2009: Free and compulsory education for children aged 6-14. · Article 21A: 86th Amendment, guarantees education as a fundamental right. · Article 45: Early childhood care and education for children under six. · Article 51A(k): Parental duty to provide education for children 6-14 years. 2. Significance of Right to Education · Empowerment: Provides skills and knowledge for individual growth. · Social Equity: Equal opportunity for all, regardless of background. · Economic Growth: Education drives productivity and innovation. · Improved Health: Educated individuals make informed health decisions. · Democratic Participation: Educated populace ensures informed civic engagement. 3. Challenges in Right to Education · Access: Lack of access in rural/marginalized areas. · Quality: Disparities in education quality, especially in government schools. · Dropout Rates: High dropout rates, especially among girls. · Gender Disparities: Cultural norms, safety concerns, early marriage. · Teacher Shortage: Lack of qualified teachers in rural areas. · Infrastructure: Schools lacking clean water, toilets, and classrooms. 4. Government Initiatives · Sarva Shiksha Abhiyan (SSA), 2001: Universalizing elementary education. · Mid-Day Meal Scheme (MDMS), 1995: Improve nutrition and attendance. · Rashtriya Madhyamik Shiksha Abhiyan (RMSA), 2009: Enhance secondary education access. · Digital India Initiative, 2015: E-learning platforms like DIKSHA, SWAYAM. · Beti Bachao Beti Padhao (BBBP), 2015: Promote girl child education. |
1. Constitutional and Legal Provisions
· NFSA, 2013: Legal rights to subsidized food for 2/3 of the population. · Article 21: Right to life includes the right to food. · DPSP: Articles 39(a) and 47 ensure public health, nutrition, and livelihood. 2. Significance of Right to Food · Nutritional Security: Ensures adequate nutrition for growth and health. · Poverty Alleviation: Reduces hunger, improves productivity, and quality of life. · Social Stability: Adequate food reduces inequalities. · Health Improvement: Nutrition helps prevent diseases and boosts well-being. · Child Development: Essential for cognitive and physical growth. 3. Challenges in Right to Food · Food Distribution Inefficiencies: PDS plagued by corruption and leakages. · Malnutrition: High rates of stunting, wasting, and anemia. · Agricultural Productivity: Low output due to outdated practices and fragmented land. · Climate Change: Affects agriculture, posing risks to food security. · Economic Barriers: Poverty limits access to nutritious food. 4. Government Initiatives for Food Security · Public Distribution System (PDS), 1947: Subsidized food distribution through fair price shops. · Mid-Day Meal Scheme (MDMS), 1995: Nutritious meals for school children. · ICDS, 1975: Nutrition, healthcare, and education for children and mothers. · NFSM, 2007: Increase production of rice, wheat, and pulses. · PMGKAY, 2020: Free food grains during the COVID-19 pandemic. |
4. Governance |
|
- Debates on Development and Development Processes; State and Provision of Services; State and Market; Involvement of Civil Society-Community Based Organizations (CBOs) and NGOs; Self- Help Groups, (SHGs), Charities and Stakeholders, Public-Private Partnerships (PPP); Corporate Social Responsibility.
Theme 1: Debates on Development and Development Processes; State and Provision of Services
Debates on Development and Development Processes
Introduction · In democratic setups, an ideal development model is crucial for policy formulation and implementation. · Post-independence, India saw debates about land policies, industrial development, and planning for overall socio-economic development. Background · Around independence, three streams of thinking emerged: 1. Capitalist industrialization with minimal state control. 2. Socialist industrialization under state guidance. 3. Gandhian Sarvodaya: Distrust in state power, focusing on grassroots development. · Post-WWII, debates over food supply control, land reforms, and the role of the state in economic activities. Confusing Overlaps · Ideologies were not clearly demarcated: o Gandhi aligned with socialist ideals for the poor but distrusted state power. o Capitalists rejected Gandhi’s emphasis on small industries but agreed on large-scale industries. o Socialists favored state control and large-scale industries but not small industries. |
Key Debates on Development Models
Economic Growth vs. Sustainable Development o Economic Growth: § Key to poverty reduction and improving living standards. § Critics: Often leads to environmental degradation and social inequalities. o Sustainable Development: § Focuses on meeting current needs without harming future generations. § Critics: May slow down economic progress in low-income countries. State-led Development vs. Market-led Development o State-led Development: § Corrects market failures, ensures equity, and provides public goods. § Critics: Can lead to inefficiency and corruption. o Market-led Development: § Advocates for free markets, entrepreneurship, and private sector innovation. § Critics: May lead to inequality and under-provision of public goods. Globalization vs. Local Development o Globalization: § Promotes economic growth, cultural exchange, and access to global markets and technology. § Critics: Leads to cultural homogenization and economic dependency. o Local Development: § Emphasizes local knowledge and resources, promoting community empowerment. § Critics: May limit global economic opportunities. Human Development vs. Economic Development o Human Development: § Focuses on education, health, and equality to improve well-being. § Critics: May divert resources from economic infrastructure. o Economic Development: § Prioritizes wealth creation and industrial capacity. § Critics: Doesn’t always lead to improved human well-being. Top-down vs. Bottom-up Approaches o Top-down: § Centralized planning ensures coordinated national efforts. § Critics: Ignores local needs. o Bottom-up: § Community-based planning addresses local needs, ensuring sustainability. § Critics: Resource constraints and lack of scalability. |
Case Studies
1. China’s State-led Development: o Rapid growth via state investments in infrastructure and industry but resulted in environmental degradation and inequality. 2. India’s Mixed Approach: o Balances state-led welfare schemes with private sector growth, especially in technology. 3. Latin America’s Globalization: o Mixed results; some countries thrived while others faced instability due to dependency on global markets. Historical Debates on Development Models in India 1. Land Policy: o Consensus on land reforms (abolition of zamindari, tenancy rights). Disagreement over compensation for land acquisition. 2. System of Control: o Post-war, debates on food supply controls. Economists supported controls; industrialists and Gandhi favored decontrol. 3. Nationalization: o Business concerns over nationalization; Nehru assured industries of growth-friendly policies. 4. Planning: o Debates on Soviet-style planning vs. minimal state involvement. Nehru’s Planning Commission reflected a state-guided economy. 5. Industrial Relations: o Conflicts between trade unions and businesses; Congress supported compulsory arbitration over the right to strike. 6. Political Debate: o Post-war budget with socialist tendencies caused conflicts between Congress and Muslim League, leading to partition. 7. Objectives Resolution: o Constituent Assembly’s Sovereign Republic vision enshrined in Preamble, Fundamental Rights, and Directive Principles.
|
State and Provision of Services
1. Healthcare: o Public health services, Ayushman Bharat for affordable care, disease control, and subsidized medicines. 2. Education: o Public primary, secondary, and higher education, scholarships, curriculum development, and teacher training. 3. Public Safety: o Police, judicial system, criminal rehabilitation, and cybersecurity. 4. Infrastructure: o Transportation, utilities, housing, digital infrastructure, and urban development. 5. Economic Support: o Social security, job creation, financial inclusion, and crisis support. 6. Environmental Protection: o Conservation programs, pollution control, renewable energy, and waste management.
|
Theme 2: State and Market; Involvement of Civil Society-Community Based Organizations (CBOs) and NGOs
State and Market
Introduction
Roles of the State in the Market 1. Regulation · Market Regulation: Ensuring fair competition, preventing monopolies, and protecting consumer rights. · Financial Regulation: Oversight of banking and financial institutions for stability. · Environmental Regulation: Policies for sustainable development. · Labor Standards: Enforcing worker rights, fair wages, and safe conditions. · Consumer Protection: Ensuring product safety and preventing fraud. 2. Public Goods and Services · Public Goods: Non-excludable goods like national defense and public parks. · Merit Goods: State-provided or subsidized education and healthcare. · Infrastructure Development: Highways, bridges, and transport systems. · Research and Development: State funding for innovation and progress. · Cultural Services: Support for cultural institutions and recreational facilities. 3. Economic Stabilization · Monetary Policy: Control of money supply and interest rates. · Fiscal Policy: Government spending and taxation to influence the economy. · Counter-Cyclical Measures: Stimulus packages in downturns. · Public Debt Management: Managing government borrowing for stability. 4. Redistribution of Income · Progressive Taxation: Higher taxes on high incomes for equity. · Welfare Programs: Unemployment benefits, pensions, and housing support. · Subsidies: Financial support for low-income families and small businesses. · Public Employment: Job creation through public works. · Minimum Wage Laws: Ensuring fair wages. 5. Market Failures and Externalities · Externalities: Addressing issues like pollution where private costs don’t reflect social costs. · Public Goods: State provision of under-produced goods like basic research. · Monopoly Regulation: Promoting competition and preventing exploitation. · Information Asymmetry: Ensuring transparency to protect consumers. · Merit and Demerit Goods: Encouraging beneficial goods through subsidies and taxes. 6. Industrial Policy · Support for Key Industries: Subsidies for critical sectors like defense and energy. · Innovation: Funding research for growth. · Trade Policy: Tariffs and quotas to protect domestic industries. · Small Business Support: Financial assistance for SMEs. |
State Intervention Models
Challenges in the State-Market Relationship 1. Balancing Act o Balancing regulation and freedom to foster growth and welfare. o Ensuring policies are adaptable to changing circumstances. 2. Market Failures o Addressing monopolies, public goods, and externalities efficiently. o Ensuring interventions are effective without unintended consequences. 3. Political Influence o Risks of policies driven by political interests over economic efficiency. o Ensuring transparency and accountability in State interventions. 4. Globalization o Balancing national interests with global competitiveness. o Addressing globalization’s impact on income distribution. 5. Economic Crises o Effective response to recessions and crises through stimulus and fiscal support. |
Theme 3: Involvement of Civil Society-Community Based Organizations (CBOs) and NGOs; Self- Help Groups, (SHGs), Charities and Stakeholders
Involvement of Civil Society
1. Enhanced Community Engagement o Active participation and robust feedback mechanisms for public health and welfare systems. 2. Improved Public Health Outcomes o Informed decisions based on community inputs lead to improved services. 3. Strengthened Capacity of Stakeholders o Knowledge sharing and collaborative efforts empower local communities and governance structures. Community-Based Organizations (CBOs) and NGOs Relevance of CBOs and NGOs 1. Key Players in Community Well-being: Address issues like health, education, social security, natural resource management, and disaster management. 2. Local Focus: Focus on issues prioritized by local residents involving them in designing, implementing, and evaluating solutions. 3. Leadership Development: Involvement of local leadership fosters skills in planning, organizing, and coordination. 4. Apolitical Nature: Operate without political affiliations, bridging citizens and government. 5. Trust and Capacity Building: Governments build capacities of CBOs and NGOs for effective service delivery. Nature of CBOs and NGOs 1. Networks/Partnerships: Collaborate with local panchayats and civil society for interventions. Example: Prayas Grameen Vikas Samiti. 2. Promotes Local Wisdom: Utilizes indigenous crops and local resources like Laghu Seemant Krishak Morcha Samogar. 3. Organizational Cohesiveness: Strong organizations achieve goals and local employment. 4. Community Empowerment: Example: Mahila Manch CBO inspires families for education and health services. 5. Collective Ownership: Encourages community action, as seen in Mahila Manch’s stand against intimidation. |
Self-Help Groups (SHGs)
SHG Approach to Development · Rights-Based Approach: Focuses on non-discrimination and equality. · Bottom-Up Approach: Empowers by improving existing skills. · Focus on Women: Provides platforms for economic improvement and decision-making. Dimensions of SHG Approach
Characteristics of SHGs 1. Small Groups: 10-20 members working towards common goals. 2. Homogeneity: Similar backgrounds foster mutual respect. 3. Financial Inclusion: Collective savings and financial literacy. 4. Regular Meetings: Foster problem-solving and support. 5. Self-Regulation: Set own rules and accountability.
|
Stakeholders
Definition: Stakeholders are individuals or groups with a vested interest in a project or organization, influencing its outcomes. Examples of Stakeholders · Citizens, community organizations, NGOs, businesses, media, public agencies, politicians, and trade unions. Stakeholder Theory (Freeman, 1984) · Stakeholders extend beyond stockholders, including employees, suppliers, customers, and the local community. · Instrumental Stakeholder Theory: Organizations benefit from addressing stakeholders’ needs. Stakeholders in Governance · Engagement ensures justice, social capital, and collaborative policy-making. · Stakeholder models allow for decentralized governance and grassroots solutions. Forms of Stakeholder Involvement
Examples of Stakeholder Involvement
Charities and Their Role in Governance Goals of Promoting Social Equity and Inclusivity
Involvement in Governance
Challenges in Stakeholder Governance
|
Role of Civil Society in Democracy
1. Policy Advocacy: Engages in policy dialogues, framing, and monitoring (e.g., Save the Children India). 2. Protection Role: Provides legal aid (e.g., Association for Protection of Democratic Rights). 3. Promotes Transparency: Instrumental in enacting RTI Act (2005), Lokpal Act (2013). 4. Citizen Mobilization: Engages communities in development projects, planning, and resource use. 5. Development Partners: NGOs like Asha and Pratham provide education; Rural Health Care Foundation provides healthcare in rural areas. |
Issues Faced by Civil Societies
1. Financial Constraints: Insufficient funding; reduced international donations. 2. Lack of Trained Staff: Shortage of professionals due to low salaries. 3. Accountability Issues: Concerns over transparency and misuse of funds (e.g., 2017 Supreme Court audit). 4. Government Interface: Bureaucratization hampers effective collaboration. |
Measures to Strengthen CSOs
1. Strengthen Legal Frameworks: Simplify registration and taxation. 2. Promote Transparency: Ensure financial accountability and monitoring. 3. Capacity Building: Provide training, resources, and technical assistance. 4. Public-Private Partnerships: Collaborate to diversify funding. 5. Facilitate Dialogue: Create platforms for collaboration between CSOs, government, and private sector. 6. Ensure Safety: Protect civil society actors facing threats. |
Theme 4: Public-Private Partnerships (PPP)
Public-Private Partnerships (PPPs) – collaborative arrangements between the public and private sectors to deliver public services and infrastructure, aiming to enhance efficiency and reduce public expenditure.
Key Elements of PPPs 1. Private Sector Role: Provides assets or services under a long-term contract. 2. Public Service: Involves public infrastructure or services traditionally managed by the government. 3. Risk Sharing: Public and private sectors share risks, focusing on performance. 4. Performance-Linked Payments: Payments are based on service quality rather than mere provision. 5. Operations and Management: Typically for a specified period before handing back to the public sector. |
Significance of PPPs
Advantages of PPPs
Case Study: National Skill Development Corporation (NSDC)
Examples in India
|
Types of PPPs
Recommendations for Revitalizing PPPs
|
Theme 5: Corporate Social Responsibility.
Role of Corporate Social Responsibility (CSR) in Governance
Concept of CSR in Governance: Importance of CSR 1. Corporate Reputation: Builds trust with stakeholders. 2. Risk Management: Helps mitigate social and environmental risks. 3. Regulatory Compliance: Ensures adherence to legal requirements. 4. Stakeholder Engagement: Encourages collaborative problem-solving. |
CSR Practices and Impact
1. Ethical Business Conduct: Example: Tata Group focuses on community welfare and ethical practices. 2. Environmental Sustainability: Example: Infosys adopts energy-efficient initiatives. 3. Community Development: Example: Akshaya Patra Foundation supports child nutrition and education. 4. Employee Welfare: Example: Google offers comprehensive employee benefits. 5. Philanthropy: Example: Microsoft contributes to global education and healthcare programs. |
Examples of Global CSR
Key Committee Recommendations on Corporate Governance
|
5. Governance |
|
- Ethics and Values of Administration; Neutrality of Civil Services, Committed Bureaucracy, Politician and Civil Servant Relations; Citizen Charters, Gender Sensitization; Transparency and Accountability of Administration; Prevention of Corruption in Administration- Central Vigilance Commission, Central Bureau of Investigation, Lokpal, Lokayuktha, ACB and Consumer Protection Mechanisms; Application and Impact of Right to Information Act-2005; Administrative Reforms.
Theme 1: Ethics and Values of Administration; Neutrality of Civil Services, Committed Bureaucracy, Politician and Civil Servant Relations
Ethics and Values in Administration
1. Integrity: Adherence to moral principles; builds trust and transparency; prevents corruption. 2. Accountability: Officials are answerable for actions; regular audits and transparency. 3. Transparency: Openness in decisions; public access to information. 4. Impartiality: Fair decision-making; ensures equal treatment without bias. 5. Public Interest: Actions prioritize the common good over private interests. 6. Responsiveness: Public institutions address citizen concerns efficiently. 7. Rule of Law: Equal application of law; ensures justice and protects individual rights. 8. Service Orientation: Commitment to public welfare; efficient service delivery. 9. Ethical Leadership: Leaders model ethical behavior, promote organizational ethics. 10. Justice and Fairness: Decisions are fair and equitable, protecting rights and social equity. Challenges: Corruption, political pressure, resource limitations, cultural differences. Enhancing Ethics: Training, codes of conduct, whistleblower protection, citizen involvement, ethical audits. |
Role of Civil Services in Democracy
1. Policy Implementation: Executes government policies efficiently. 2. Continuity and Stability: Provides stability through changing governments. 3. Expertise: Skilled professionals offer specialized knowledge. 4. Accountability and Transparency: Bound by rules, subject to oversight. 5. Public Service Delivery: Manages essential services (education, healthcare, law, etc.). 6. Advisory Role: Provides experienced guidance to political leaders. 7. Law Enforcement: Maintains public order and protects citizen rights. 8. Equitable Development: Implements programs for inclusive growth. 9. Crisis Management: Responds to emergencies like disasters or pandemics. 10. Institutional Memory: Preserves governance knowledge for future administrations. Indian Civil Services 1. All India Services: IAS, IPS, IFS handle administration, law enforcement, and forest management. 2. Central Civil Services: IRS, IFS (Foreign), support central government departments. 3. State Civil Services: Focus on state-level administration and public service. |
Concept of Neutrality and Anonymity
· Neutrality: Unbiased implementation of policies, free from political influence. o Challenges: Political interference, favoritism, personal interests. · Anonymity: Actions attributed to the government, not individuals. o Challenges: Media scrutiny, demand for public accountability. Ensuring Neutrality: Fixed tenures, merit-based appointments, anti-corruption measures, ethical training. Democratic Principles and Civil Services 1. Fair Competition: Civil services ensure free, fair, and transparent elections by overseeing electoral processes, ensuring adherence to the rule of law. 2. Inclusive Political Participation: Responsible for voter registration, polling station management, and addressing electoral grievances to enhance political participation. 3. Protection of Civil Liberties: Enforces laws protecting civil and political liberties (e.g., freedom of speech, press, association) and ensures human rights are respected. Growing Importance of Bureaucracy 1. Population Growth: Bureaucracy manages resources efficiently, addressing demands for food, land, and sustainable development. 2. Industrial Development: Bureaucrats implement regulatory frameworks, infrastructure, and promote economic growth. 3. Welfare Continuity: Bureaucracy ensures long-term implementation of welfare programs, irrespective of government changes. 4. Modern State Functions: Bureaucrats execute diverse state functions, engaging directly with public needs. |
Changing Concept of Indian Bureaucracy
1. Criticism: Seen as rigid, authoritarian, colonial hangover; issues like red-tapism, corruption, and inefficiency persist. 2. Historical Reforms: Gopalaswami Ayyenger, Gorwala, Santhanam, and ARC proposed reforms for accountability and responsiveness. 3. Modernization: Shift to New Public Management, e-governance, and liberalization to improve efficiency. 4. Development Focus: Bureaucracy now balances traditional roles with people-oriented development tasks, partnering with non-state actors. Minister-Civil Servant Relationship in Democracy 1. Ministers: · Policy Making: Based on political mandate and public interest. · Political Leadership: Represents government and public. · Accountability: Answerable to parliament and public. 2. Civil Servants: · Policy Advice: Offers expert, unbiased advice. · Implementation: Executes policies effectively. · Continuity: Provides administrative stability. Ideal Relationship Dynamics: 1. Mutual Respect: Ministers and civil servants respect each other’s roles. 2. Clear Communication: Open, transparent communication for aligned goals. 3. Neutrality: Civil servants maintain political neutrality, offer objective advice. Challenges in Relationship: 1. Political Interference: Frequent transfers, favoritism affect efficiency. 2. Erosion of Trust: Distrust and micromanagement hinder collaboration. 3. Accountability Issues: Blame shifting and unclear roles undermine accountability. Strategies for Improvement: 1. Institutional Reforms: Fixed tenures, merit-based appointments. 2. Collaboration: Joint training, regular consultations to build trust. 3. Enhancing Accountability: Clear role definitions, transparent processes to foster public trust. |
Theme 2: Citizen Charters, Gender Sensitization;
Citizens’ Charter
Concept of Citizens’ Charter 1. Principles: o Transparency: Clear communication on services. o Accountability: Service providers held accountable. o Responsiveness: Quick response to citizen needs. Origin:
Principles of Service Delivery: 1. Quality: Improved services. 2. Choice: Providing options. 3. Standards: Clear expectations. 4. Value: Efficient spending of public funds. 5. Accountability & Transparency: Open procedures, grievance handling. |
Citizen Charter in India
1. Initiation (1997): Started during Chief Ministers Conference, led by PM; focused on service standards and grievance redressal. 2. First National Conference (2002): Focused on evaluation and public involvement in Charter formulation. 3. 2nd Administrative Reforms Commission (2005-09): Emphasized dedicated teams, citizen awareness, and feedback mechanisms. Digital Integration (2015-Present): · Digital India Initiative: Merged with e-governance, enhancing access through portals and apps. |
Components of Citizen Charter:
1. Vision & Mission: Organizational goals and purpose. 2. Service Standards: Timeframes and quality benchmarks. 3. Grievance Redressal: Lodging complaints, resolution process. 4. Citizen Rights & Obligations: Informed citizens; mutual accountability. Significance:
Evaluation and Recommendations (1998): 1. Consultation: Involvement of staff and citizens. 2. Training: Staff orientation on goals, problem-solving. 3. Publicity: Wider dissemination through media. |
Sevottam Model
1. Developed by BIS: Adopted as a three-pillar model for improving public service delivery. 2. Pillars: o Service Standards: Defining clear service expectations. o Citizen Charter: Transparency and empowerment. o Grievance Redress Mechanism: Robust systems for addressing grievances. Challenges: Bureaucratic resistance, need for training, local adaptations. Gender Sensitization 1. Promotes Equality: Challenges stereotypes, fosters equity in resources and opportunities. 2. Reduces Gender-Based Violence: Raises awareness, respects gender rights. 3. Strategies: o Education: Gender sensitization workshops. o Policy: Laws and workplace equality policies. o Media: Campaigns for gender awareness. Case Studies: 1. HeForShe Campaign (UN Women): Engages men in gender equality. 2. Beti Bachao Beti Padhao (India): Promotes education for girls, improves child sex ratio. 3. WGEA (Australia): Enhances gender equality in workplaces, reduces gender pay gaps. |
Theme 3: Transparency and Accountability of Administration; Prevention of Corruption in Administration- Central Vigilance Commission, Central Bureau of Investigation
Transparency
Definition: Increased flow of timely, reliable information accessible to all stakeholders. Ensures decision-making processes are visible and understandable, promoting trust and accountability. Transparency in Governance
Types of Transparency
Dimensions of Transparency
Importance of Transparency
|
Accountability
Definition: Obligation of public officials to report and be answerable for their actions. Components of Accountability
Mechanisms of Accountability
Importance of Accountability 1. Public Trust: Increases confidence in governance. 2. Efficiency: Ensures responsible use of resources. 3. Ethical Behavior: Promotes integrity among officials. Case Studies 1. Right to Information Act (2005, India): Empowers citizens to access information, increasing transparency and accountability. 2. Open Government Partnership: International initiative promoting government openness and public engagement. |
Central Vigilance Commission (CVC)
Established: 1962, based on the Santhanam Committee recommendations. Structure
Functions of the CVC
Limitations
Need for Stronger Mechanisms
Whistleblower Protection Act (2014, India) Origin: Inspired by the Satyendra Dubey case (2003). Salient Features
Issues with the Act
Measures for Improvement
Case Studies
|
Central Bureau of Investigation (CBI)
Key Functions 1. Corruption Investigation: Investigates corruption, bribery involving public servants. 2. Serious Crime: Handles complex crimes like economic offenses, terrorism. 3. Assistance: Aids state police in complex cases, provides training. 4. Coordination: Shares information with Indian and international law enforcement. 5. Prosecution: Can prosecute cases in court on behalf of the government. 6. Data Analysis: Collects and analyzes crime data to prevent future offenses. 7. Human Rights: Investigates human rights violations. 8. Interpol Nodal Agency: Acts as India’s liaison with Interpol. 9. Extradition: Facilitates extradition of criminals with Ministry of External Affairs. 10. Mutual Legal Assistance: Coordinates criminal matters with foreign agencies. |
Challenges Facing CBI
1. Political Interference: Susceptible to influence, affecting autonomy. 2. Lack of Autonomy: Controlled administratively by the government. 3. Resource Constraints: Insufficient personnel, funding for complex cases. 4. Limited Jurisdiction: Restricted to specific cases, limiting its reach. 5. Limited Statutory Powers: Existing laws restrict CBI’s effectiveness. 6. Technical Shortcomings: Lacks modern forensic and technical capabilities. 7. Legal Constraints: Hindered by procedural complexities. 8. Limited International Cooperation: Needs better legal assistance, extradition treaties. 9. Transparency: Investigations lack openness, leading to trust issues. 10. Conflicting Roles: Balances law enforcement with anti-corruption roles, leading to conflicts. |
Measures to Improve CBI Functioning
1. Ensure Autonomy: Insulate from political pressure for independent functioning. 2. Provide Resources: Increase funding, personnel to handle complex cases. 3. Amend Laws: Update laws to expand jurisdiction, powers. 4. Enhance Forensic Capabilities: Upgrade technical resources for modern crime investigation. 5. Improve Legal Powers: Streamline procedures for faster, flexible actions. 6. Boost International Cooperation: Strengthen extradition, mutual legal assistance treaties. 7. Increase Transparency: Regular public reports and open decision-making. 8. Separate Corruption Roles: Establish separate body for public servant corruption cases to avoid role conflicts.
|
Theme 4: Lokpal, Lokayuktha, ACB and Consumer Protection Mechanisms
Lokpal and Lokayukta
Background:
Need for Lokpal and Lokayukta
o Corruption undermines governance and public trust. o Existing agencies lack independence, reducing their effectiveness.
o Anti-corruption bodies are often advisory with limited enforcement powers.
o Inspired by global Ombudsman models (e.g., Sweden, New Zealand, UK). Structure and Functions
o Composition: Chairperson + 8 members (50% judicial members). o Jurisdiction: PM (with exceptions), ministers, MPs, public servants. o Powers: Investigates corruption, oversees CBI, can recommend prosecution and confiscation of assets.
o State-level counterpart of Lokpal. o Jurisdiction: State officials; effectiveness varies by state. Challenges and Limitations 1. Political Influence: · Selection committee includes political figures, reducing independence. · Potential interference in investigations and decision-making. 2. Implementation Delays: · Delay in appointment of first Lokpal (after 2013 Act). · Delays in setting up Lokayuktas in many states. 3. Jurisdictional Issues: · Excludes judiciary and some PM functions. · Overlaps with agencies like CBI and CVC. 4. Legal and Procedural Problems: · Lokayuktas’ recommendations are non-binding. · Limited powers to initiate suo motu investigations. 5. Resource Constraints: · Inadequate funding and human resources. 6. Transparency: · Lack of internal audits and inadequate whistleblower protection. 7. Public Awareness: · Citizens largely unaware of their rights and the functions of Lokpal and Lokayukta. |
Consumer Protection Mechanisms
Importance:
Challenges
Key Consumer Protection Mechanisms
o National Consumer Disputes Redressal Commission (NCDRC): Resolves consumer disputes. o FSSAI: Ensures food safety. o TRAI: Regulates telecom services.
Case Studies 1. Maggi Noodles Ban (2015): o FSSAI banned Maggi for excessive lead, raising awareness about food safety. 2. Pharmaceutical Price Regulation (2013): o NPPA capped prices of essential medicines, making them affordable. 3. Real Estate Regulation and Development Act (RERA), 2016: o Protects homebuyers, ensures project transparency and accountability. |
Theme 5: Application and Impact of Right to Information Act-2005; Administrative Reforms.
Evolution of RTI in India
RTI Act, 2005 Highlights
|
Key Provisions
Significance of RTI
Challenges and Issues
|
Recent Amendments and Concerns
· Government control over terms and conditions of Information Commissioners, leading to concerns over reduced independence.
· Restricts personal data disclosure, increasing rejections of RTI requests on privacy grounds.
· The Indian Computer Emergency Response Team (CERT-In) exempted from RTI, limiting access to cybersecurity details. Impact and Case Studies
Way Forward
|